§5.5 Distribution of “Risk Disclosure Statement” by retail foreign exchange dealers, futures commission merchants and introducing brokers regarding retail forex In general, most institutions conduct these activities as futures commission merchants (FCMs). FCM is the term used in the Commodity Exchange Act to refer to A futures commission merchant (FCM) is an entity that solicits or accepts orders to buy or sell futures contracts, options on futures, retail off-exchange forex contracts or swaps, and accepts money or other assets from customers to support such orders. To register as an FCM, visit the FCM registration page. Futures Commission Merchant (FCM) Registration. A futures commission merchant (FCM) is an entity that solicits or accepts orders to buy or sell futures contracts, options on futures, retail off-exchange forex contracts or swaps, and accepts money or other assets from customers to support such orders. The Commodity Exchange Act requires all futures commission merchants (FCMs) and introducing brokers (IBs) to register as such, unless they qualify for an exemption, e.g.:. A firm handling transactions only for proprietary persons (such as the firm itself, affiliates, top officers, or directors) need not register as an FCM.
PhillipCapital is a US based futures commission merchant (FCM) and securities broker dealer. As such, the Firm is primarily regulated by the CFTC & CME for
13 Apr 2019 A Futures Commission Merchant (FCM) solicits and accepts trading for future contracts with customers. The FCM is also responsible for collecting The FCM or Futures Commission Merchant plays a pivotal role in the world of futures trading. These regulated entities solicit and accept customer orders. (iii) The Futures Commission Merchant shall promptly furnish copies of or extracts from the Futures Commission Merchant's records or such other information Futures Commission Merchant (FCM): a firm or individual that solicits or accepts orders for commodity contracts traded on an exchange and holds client funds to Firms and individuals that conduct futures trading business Futures Commission Merchants which are
In general, most institutions conduct these activities as futures commission merchants (FCMs). FCM is the term used in the Commodity Exchange Act to refer to
Futures Commission Merchant - FCM: A futures commission merchant (FCM) is a merchant involved in the solicitation or acceptance of commodity orders for future delivery of commodities related to Futures Commission Merchant (FCM), Retail Foreign Exchange Dealer (RFED), and Forex Dealer Member (FDM) Directory. Introducing Broker (IB) with FCM or RFED guarantor, Independent IB Directory. IB Directory also contains the guarantor firm's NFA ID and name. NFA Members. NFA develops and enforces rules, provides programs and offers services that safeguard market integrity, and helps Members meet their regulatory obligations. Select a membership category to access regulatory information and resources. Commodity Pool Operator (CPO) Commodity Trading Advisor (CTA) Futures Commission Merchant (FCM) BASIC is a free tool that Members and investors can use to research the background of derivatives industry professionals. Whether you are an investor thinking about opening a futures account or an NFA Member contemplating a new business relationship, BASIC can be a valuable resource. Access Basic Futures Commission Merchants (FCMs) Registration The Commodity Exchange Act requires all futures commission merchants (FCMs) and introducing brokers (IBs) to register as such, unless they qualify for an exemption, e.g.:
G. H. Financials was named, for the second year in a row, as the Non-Bank Futures Commission Merchant of the Year 2015 by Futures and Options World (FOW) in their International Awards Ceremony in London (December 2015).
search. close. Convert. Rates are based on a daily average of OANDA registered Futures Commission Merchant and Retail Foreign Exchange Dealer with the mobile search. Skip to Content 22/12/2011, Peace Town Futures Ltd, Resignation of Exchange Participant. 24/11/2011 11/01/2011, Stockwell Commodities Ltd, Change of Category from "Broker" to "Futures Commission Merchant". 10/01/ Search Date Range (2) The funds you deposit with a futures commission merchant for trading futures positions are not protected by insurance in the event of SG Americas Securities, LLC (“SGAS”) is a registered broker-dealer and futures commission merchant and is a member of FINRA, NYSE, NFA and SIPC.
Futures commission merchants (FCMs) and retail foreign exchange dealers ( RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer
Futures Commission Merchants (FCMs) Minimum Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers Each futures commission merchant (FCM) is required to maintain adjusted net capital of $1,000,000 or some greater amount as determined under CFTC Regulation 1.17(a)(1)(i). An FCM is a Futures Commission Merchant. An FCM is an individual or organization that solicits and/or accepts orders to buy or sell futures contracts, options on futures contracts, retail foreign exchange contracts or swaps and accepts money or other assets from customers to support such orders. Clear Search. Browse Terms By Number or Letter: Futures commission merchant (FCM) A firm or person engaged in soliciting or accepting and handling orders for the purchase or sale of futures This booklet addresses oversight of a national bank's futures commission merchant (FCM) operating subsidiary. The booklet addresses regulatory requirements for and effective oversight of FCM subsidiaries. Applicability. This booklet applies to the OCC's supervision of national banks.